$XVEDXGHV*HUlWV
'DV*HUlWYRQGHU6WURP]XIXKUWUHQQHQ
'LH+DOWHUXQJHQHQWIHUQHQ
(QWQHKPHQ6LHGDV.RFKIHOGLQGHP6LHYRQXQWHQGDJHJHQGU
FNHQ
$FKWXQJ
6FKlGHQ DP *HUlW 9HUVXFKHQ 6LH QLFKW GDV *HUlW GXUFK +HEHOQ
YRQREHQ]XHQWQHKPHQ
en
Ú
,QVWDOODWLRQLQVWUXFWLRQV
,PSRUWDQWQRWHV
6DIHW\ 6DIHW\ LQ XVH LV RQO\ JXDUDQWHHG LI WKH WHFKQLFDO LQVWDOODWLRQ
RIWKHKREKDVEHHQFDUULHGRXWFRUUHFWO\DQGLQDFFRUGDQFHZLWK
WKHDVVHPEO\LQVWUXFWLRQV7KHLQVWDOODWLRQWHFKQLFLDQVKDOOEH
OLDEOHIRUDQ\GDPDJHFDXVHGDVDUHVXOWRIXQVXLWDEOHLQVWDOODWLRQ
2QFHWKHDSSOLDQFHLVLQVWDOOHGPDNHVXUHWKDWWKHXVHUFDQQRW
DFFHVVWKHHOHFWULFDOFRPSRQHQWV
7KLVDSSOLDQFHLVRQO\SHUPLWWHGIRUXVHDWKHLJKWVXSWR
PHWUHV
: :HDUHUVRIHOHFWURQLFLPSODQWV
7KHDSSOLDQFHPD\FRQWDLQSHUPDQHQWPDJQHWVZKLFKPD\DIIHFW
HOHFWURQLFLPSODQWVHJKHDUWSDFHPDNHUVRULQVXOLQSXPSV
7KHUHIRUHGXULQJLQVWDOODWLRQZHDUHUVRIHOHFWURQLFLPSODQWVPXVW
PDLQWDLQDPLQLPXPGLVWDQFHRIFPIURPWKHDSSOLDQFH
(OHFWULF FRQQHFWLRQ 2QO\ E\ DQ DXWKRULVHG VSHFLDOLVW WHFKQLFLDQ
7KHJXLGHOLQHVVHWRXWE\WKHORFDOHOHFWULFLW\SURYLGHUPXVWEH
REVHUYHG
7KHDSSOLDQFHPXVWEHFRQQHFWHGWRDIL[HGLQVWDOODWLRQDQG
DSSURSULDWHLVRODWLQJVZLWFKHVPXVWEHVHWXSLQDFFRUGDQFHZLWK
WKHLQVWDOODWLRQLQVWUXFWLRQV
7\SHRIFRQQHFWLRQ7KHDSSOLDQFHIDOOVXQGHUSURWHFWLRQFODVV ,
DQGFDQRQO\EHXVHGLQFRPELQDWLRQZLWKDJURXQGLQJFRQGXFWRU
FRQQHFWLRQ
7KHPDQXIDFWXUHUDFFHSWVQRUHVSRQVLELOLW\IRUDQ\PDOIXQFWLRQRU
GDPDJHFDXVHGE\LQFRUUHFWHOHFWULFDOLQVWDOODWLRQV
0DLQVFDEOH 7KHPDLQVFDEOHPXVWRQO\EHLQVWDOOHGE\D
TXDOLILHGSURIHVVLRQDORUE\DWUDLQHGDIWHUVDOHVHQJLQHHU7KH
UHTXLUHGFRQQHFWLRQGDWDLVORFDWHGRQWKHUDWLQJSODWHDQGLQWKH
FLUFXLWGLDJUDPV
,QVWDOODWLRQEHORZWKHZRUNWRS7KHLQGXFWLRQKREFDQRQO\EH
LQVWDOOHGDERYHDVHWRIGUDZHUVRUDIDQYHQWLODWHGRYHQ
5HIULJHUDWRUV GLVKZDVKHUV ZDVKLQJ PDFKLQHV RU RYHQV ZLWKRXW D
YHQWLODWLRQV\VWHPFDQQRWEHLQVWDOOHGEHORZWKHKRE
([WUDFWLRQFKLPQH\7KHFOHDUDQFHEHWZHHQWKHH[WUDFWLRQ
FKLPQH\DQGWKHKREPXVWDWOHDVWPDWFKWKHFOHDUDQFHVSHFLILHG
IRUWKHH[WUDFWLRQFKLPQH\LQWKHLQVWDOODWLRQLQVWUXFWLRQV
+REIODWKRUL]RQWDOVWDEOH)ROORZWKHKREPDQXIDFWXUHUV
LQVWUXFWLRQV
,IWKHWKLFNQHVVRIWKHZRUNWRSLQWRZKLFKWKHKRELVLQVWDOOHGGRHV
QRWFRPSO\ZLWKWKHVSHFLILFDWLRQVUHLQIRUFHWKHZRUNWRSXVLQJD
ILUHDQGZDWHUUHVLVWDQWPDWHULDOXQWLOLWUHDFKHVWKHPLQLPXP
WKLFNQHVV2WKHUZLVHVXIILFLHQWVWDELOLW\FDQQRWEHJXDUDQWHHG
■ 7KHZRUNWRSLQWRZKLFKWKHKRELVLQVWDOOHGVKRXOGZLWKVWDQG
ORDGVRIDSSUR[ NJ
■ 2QO\FKHFNWKHHYHQQHVVRIWKHKREDIWHULWKDVEHHQLQVWDOOHG
:DUUDQW\DQXQVXLWDEOHLQVWDOODWLRQFRQQHFWLRQRUDVVHPEO\ZLOO
LQYDOLGDWHWKHSURGXFWZDUUDQW\
1RWH $Q\FKDQJHWRWKHDSSOLDQFHVLQWHULRULQFOXGLQJFKDQJLQJ
WKHSRZHUFDEOHPXVWRQO\EHSHUIRUPHGE\VSHFLDOO\WUDLQHG
PHPEHUVRIWKH7HFKQLFDO$VVLVWDQFH6HUYLFH
3UHSDULQJWKHFXSERDUGILJXUH
%XLOWLQNLWFKHQXQLWV0LQLPXPWHPSHUDWXUHUHVLVWDQFHRI&
*DS5HPRYHDQ\VKDYLQJVDIWHUSHUIRUPLQJFXWWLQJZRUN
&XWVXUIDFHV6HDOZLWKKHDWUHVLVWDQWPDWHULDO
$VVHPEO\RYHUGUDZHUILJXUH D
:RUNWRS0XVWKDYHDPLQLPXPWKLFNQHVVRI PP
9HQWLODWLRQ 7KH FOHDUDQFH EHWZHHQ WKH VXUIDFH RI WKH ZRUNWRS DQG
WKHXSSHUDUHDRIWKHGUDZHUPXVWEH PP
1RWH 8VHDZRRGHQLQWHUPHGLDWHERWWRPLIPHWDOLWHPVLQWKH
GUDZHU UHDFK KLJK WHPSHUDWXUHV GXH WR WKH KRW DLU FLUFXODWHV ZKHQ
WKHKRELVYHQWLODWHGRULQFDVHWKDWVPDOOSRLQWHGPHWDOREMHFWV
VXFKDVVNHZHUVDUHXVHGWREHVWRUHGLQWKDWGUDZHU ILJXUH
7KHUHLVDIDQRQWKHXQGHUVLGHRIWKHKRE,IQRLQWHUPHGLDWH
ERWWRPLVILWWHGVPDOORUSRLQWHGREMHFWVSDSHUDQGNLWFKHQFORWKV
PXVW QRW EH VWRUHG LQ WKH GUDZHU 6WRULQJ WKHVH LWHPV LQ WKH GUDZHU
PD\KLQGHUFRROLQJRUGDPDJHWKHIDQE\EHLQJVXFNHGXSLQWRLW
7KHUHPXVWEHDFOHDUDQFHRIDWOHDVW FPEHWZHHQWKHFRQWHQWV
RIWKHGUDZHUDQGWKHIDQHQWU\SRLQW
$VVHPEO\RYHURYHQILJXUHE
+REPXVWKDYHDPLQLPXPWKLFNQHVVRI PP
1RWH ,IWKHGLVWDQFHEHWZHHQWKHKREDQGRYHQPXVWEH
LQFUHDVHGUHIHUWRWKHLQVWDOODWLRQLQVWUXFWLRQVIRUWKHRYHQ
9HQWLODWLRQ 7KH GLVWDQFH EHWZHHQ WKH RYHQ DQG WKH KRE PXVW EH DW
OHDVWPP
1RWH $ZRRGHQVHSDUDWLRQERDUGPXVWEHXVHGLIWKHKRELV
LQVWDOOHGDERYHDQRYHQPDGHE\DGLIIHUHQWPDQXIDFWXUHU
ILJ
9HQWLODWLRQILJXUH
7RJXDUDQWHHWKDWWKHDSSOLDQFHZRUNVFRUUHFWO\WKHKREPXVWEH
VXIILFLHQWO\YHQWLODWHG
6LQFH WKH YHQWLODWLRQ LQ WKH ORZHU VHFWLRQ RI WKH DSSOLDQFH UHTXLUHV
DVXIILFLHQWVXSSO\RIIUHVKDLUWKHFXSERDUGVPXVWEHGHVLJQHG
DFFRUGLQJO\7KHIROORZLQJLVUHTXLUHGIRUWKLV
■ $ PLQLPXP FOHDUDQFH EHWZHHQ WKH UHDU RI WKH FXSERDUG DQG WKH
NLWFKHQZDOODQGEHWZHHQWKHVXUIDFHRIWKHZRUNWRSDQGWKH
XSSHUDUHDRIWKHGUDZHU ILJXUH D
■ $QRSHQLQJDWWKHWRSWRWKHUHDURIWKHFXSERDUG )LJXUH E
■ ,I WKH PLQLPXP FOHDUDQFH RI PP LV QRW SURYLGHG DW WKH UHDU RI
WKHFXSERDUG\RXPXVWFUHDWHDQRSHQLQJRQWKHXQGHUVLGH
ILJXUH F
■ ,I WKH LQVLGH RI WKH FXSERDUG LV QR ZLGHU WKDQ PP PDNH FXW
RXWVLQWKHVLGHSDQHOV ILJXUH G
1RWHV
■ ,I WKH DSSOLDQFH LV LQVWDOOHG LQ DQ LVODQG XQLW RU LQ DQRWKHU ORFDWLRQ
WKDWLVQRWGHVFULEHGKHUHDSSURSULDWHYHQWLODWLRQRIWKHKRE
PXVWEHJXDUDQWHHG
■ 'RQRWKHUPHWLFDOO\VHDOWKHORZHUEDVH
,QVWDOOLQJWKHDSSOLDQFHILJXUHV
1RWH :HDUSURWHFWLYHJORYHVWRILWWKHKRE7KHQRQYLVLEOH
VXUIDFHVPD\KDYHVKDUSHGJHV
2Q DSSOLDQFHV WKDW GR QRW KDYH D SUHLQVWDOOHG FDEOH LQVHUW WKH
PDLQVFDEOHLQWRWKHVRFNHW
7XUQ WKH KRE RYHU DQG SXW LW GRZQ RQ WKH EDVH RI WKH SDFNDJLQJ
DFORWKRUDQRWKHUVXUIDFHLQRUGHUWRSUHYHQWVFUDWFKHV
8VHDVFUHZGULYHUWROLIWXSWKHVRFNHWVFRYHU ILJXUH
8QGRWKHPRXQWLQJVFUHZDQGXVHDVFUHZGULYHUWROLIWWKHKRVH
FODPS ILJXUH
2QO\FRQQHFWDVVKRZQLQWKHGLDJUDPRQWKHVRFNHW ILJXUH
%1%URZQ
%8%OXH
*1<(<HOORZDQGJUHHQ
%.%ODFN
*<*UH\
1RWHV
■ ,IWKHFRQQHFWLRQKDVEHHQPDGHLQDFFRUGDQFHZLWK
FRQQHFWLRQGLDJUDP/1a\RXPXVWFKDQJHWKH
FRQILJXUDWLRQRIWKHEULGJHVLQDFFRUGDQFHZLWKWKHGLDJUDP
■ (QVXUHWKDWWKHVFUHZVDUHVFUHZHGLQWLJKWO\RQWKHVRFNHW
DIWHUWKHFDEOHVKDYHEHHQFRQQHFWHG
8VHWKHKRVHFODPSWRVHFXUHWKHPDLQVFDEOHDQGWLJKWHQWKH
VHFXULQJVFUHZ ILJXUH D
&ORVHWKHFRYHURQWKHVRFNHW
1RWH $UUDQJH WKH FDEOHV LQ WKH FHQWUDO DUHD RI WKH PDLQV VRFNHW
LQRUGHUWRIDFLOLWDWHWKHIDVWHQLQJ
,I WKH PDLQV FDEOH JHWV LQ WKH ZD\ RI WKH GUDZHU XVH WKH HQFORVHG
FDEOHWLHVWRVHFXUHWKHFDEOHWRWKHXQGHUVLGHRIWKHKRE
ILJXUH E
1RWH )RUDORQJHUFDEOH\RXPXVWFRQWDFWDIWHUVDOHVVHUYLFH
,QVWDOOLQJWKHKREILJXUH
$WWDFKWKHVXSSOLHGDQFKRUV
1RWH 'RQRWXVHDQHOHFWULFVFUHZGULYHU
3XVKWKHDSSOLDQFHLQWRWKHLQVWDOODWLRQUHFHVV
■ 'RQRWWUDSWKHPDLQVFDEOHDQGGRQRWURXWHLWRYHUVKDUS
HGJHV,IWKHRYHQLVDEXLOWXQGHUW\SHURXWHWKHFDEOHRQWKH
UHDU FRUQHUV RI WKH RYHQ WR WKH VRFNHW 7KH OLQH PXVW EH LQVWDOOHG
LQVXFKDZD\WKDWLWGRHVQRWFRPHLQWRFRQWDFWZLWKDQ\KRW
VHFWLRQVRIWKHKRERUWKHRYHQ
■ )RUWLOHGZRUNVXUIDFHV6HDOWKHWLOHMRLQWVZLWKVLOLFRQHUXEEHU